SFC Licences of XU Xi 徐浠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RE 9 22 January 2018
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RE 4 22 January 2018
QMIS Securities Limited 華亞證券有限公司 RE 1 03 August 2016 23 January 2017
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 03 August 2016 23 January 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 24 May 2016 31 May 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 24 May 2016 31 May 2016