SFC Licences of XU Xi 徐浠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 9 | 22 January 2018 | 25 March 2024 |
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 4 | 22 January 2018 | 25 March 2024 |
QMIS Asset Management Limited 華亞資產管理有限公司 | RE | 9 | 03 August 2016 | 23 January 2017 |
QMIS Securities Limited 華亞證券有限公司 | RE | 1 | 03 August 2016 | 23 January 2017 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 May 2016 | 31 May 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 May 2016 | 31 May 2016 |