SFC Licences of LIU Ying 劉影

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 6 30 June 2021 15 March 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 30 June 2021 15 March 2022
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 1 30 June 2021 15 March 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 06 June 2017 02 July 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 06 June 2017 02 July 2018
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 29 April 2016 22 November 2016
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 29 April 2016 22 November 2016
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 29 April 2016 22 November 2016