SFC Licences of LIU Ying 劉影
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 30 June 2021 | 15 March 2022 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 30 June 2021 | 15 March 2022 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 30 June 2021 | 15 March 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 06 June 2017 | 02 July 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 06 June 2017 | 02 July 2018 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 29 April 2016 | 22 November 2016 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 29 April 2016 | 22 November 2016 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 29 April 2016 | 22 November 2016 |