SFC Licences of XI Yangyang 奚揚陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 06 September 2016 19 August 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 May 2016 19 August 2017