SFC Licences of YAP Byron 葉伯麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 28 September 2021 | 31 December 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 08 July 2020 | 31 December 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 June 2020 | 31 December 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 10 May 2019 | 08 January 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 April 2019 | 08 January 2020 |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 19 May 2016 | 20 March 2019 |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 19 May 2016 | 20 March 2019 |
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 19 May 2016 | 20 March 2019 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 05 May 2016 | 07 May 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 05 May 2016 | 07 May 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 May 2016 | 07 May 2016 |