SFC Licences of YAP Byron 葉伯麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 28 September 2021 31 December 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 08 July 2020 31 December 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 June 2020 31 December 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 10 May 2019 08 January 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 April 2019 08 January 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 19 May 2016 20 March 2019
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 19 May 2016 20 March 2019
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 19 May 2016 20 March 2019
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 05 May 2016 07 May 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 05 May 2016 07 May 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 05 May 2016 07 May 2016