SFC Licences of LAM Chun Ming, Gordon 林俊明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Beagle Asset Management Company Limited 百昊資產管理有限公司 | RO | 9 | 15 September 2022 | |
Beagle Asset Management Company Limited 百昊資產管理有限公司 | RO | 4 | 15 September 2022 | |
Beagle Asset Management Company Limited 百昊資產管理有限公司 | RE | 9 | 30 August 2022 | 15 September 2022 |
Beagle Asset Management Company Limited 百昊資產管理有限公司 | RE | 4 | 30 August 2022 | 15 September 2022 |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RO | 9 | 11 January 2019 | 31 July 2021 |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RO | 4 | 11 January 2019 | 31 July 2021 |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RE | 4 | 17 December 2018 | 11 January 2019 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 03 October 2017 | 14 August 2018 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 03 October 2017 | 14 August 2018 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 06 May 2016 | 31 August 2017 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 06 May 2016 | 31 August 2017 |