SFC Licences of GUO Ruogu 郭若谷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 | RO | 4 | 29 January 2024 | |
| Golden Rich Securities Limited 金裕富證券有限公司 | RO | 1 | 29 January 2024 | |
| Golden Rich Securities Limited 金裕富證券有限公司 | RE | 4 | 13 December 2023 | 29 January 2024 |
| Golden Rich Securities Limited 金裕富證券有限公司 | RE | 1 | 13 December 2023 | 29 January 2024 |
| TFI Capital Limited 天風國際資本市場有限公司 | RO | 6 | 18 December 2020 | 31 August 2023 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 27 November 2019 | 31 August 2023 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 29 July 2019 | 27 November 2019 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 13 June 2016 | 31 May 2019 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 6 | 13 June 2016 | 31 May 2019 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 13 June 2016 | 31 May 2019 |