SFC Licences of CHUNG Chui Wah 鍾翠華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RO | 4 | 18 November 2019 | 20 April 2023 |
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RE | 9 | 08 October 2019 | 20 April 2023 |
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RE | 4 | 08 October 2019 | 18 November 2019 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RO | 4 | 08 October 2018 | 26 August 2019 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RO | 1 | 08 October 2018 | 14 June 2019 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 18 January 2018 | 26 August 2019 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RO | 4 | 21 July 2016 | 05 January 2018 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RO | 1 | 21 July 2016 | 05 January 2018 |