SFC Licences of CHAN Ming Yee, Kay 陳明意
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 18 July 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 July 2023 | |
Merrill Lynch Far East Limited | RE | 2 | 16 May 2016 | 26 September 2017 |
Merrill Lynch Far East Limited | RE | 1 | 16 May 2016 | 26 September 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 May 2016 | 26 September 2017 |