SFC Licences of KAO Shih-Lin 高仕霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 | RE | 9 | 31 March 2022 | |
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 | RE | 4 | 31 March 2022 | |
Ample Capital Limited 豐盛融資有限公司 | RE | 9 | 08 January 2018 | 28 March 2022 |
Ample Capital Limited 豐盛融資有限公司 | RE | 4 | 22 November 2017 | 28 March 2022 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 17 May 2016 | 30 August 2017 |