SFC Licences of KAO Shih-Lin 高仕霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 RE 9 31 March 2022
Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 RE 4 31 March 2022
Ample Capital Limited 豐盛融資有限公司 RE 9 08 January 2018 28 March 2022
Ample Capital Limited 豐盛融資有限公司 RE 4 22 November 2017 28 March 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 17 May 2016 30 August 2017