SFC Licences of LAU Yuk Lim 劉旭濂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 28 February 2023 | |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 28 February 2023 | |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 29 June 2020 | 21 August 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 29 June 2020 | 21 August 2022 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 20 July 2016 | 27 May 2020 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 18 May 2016 | 27 May 2020 |