SFC Licences of HO Kin Seng 何健生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 30 September 2020 | 16 October 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 April 2018 | 23 May 2018 |
Yupei Fortune Capital Limited 宇培增富資本有限公司 | RE | 4 | 15 November 2017 | 09 April 2018 |
Yupei Fortune Capital Limited 宇培增富資本有限公司 | RE | 1 | 15 November 2017 | 09 April 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 June 2016 | 14 July 2017 |