SFC Licences of LOCK Chun Wai 駱俊瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 14 July 2022 | |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 09 April 2021 | 07 July 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 09 April 2021 | 07 July 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 April 2018 | 01 March 2019 |
| iBest Investment Services Limited | RE | 3 | 23 April 2018 | 25 January 2019 |
| iBest Consultants Limited | RE | 1 | 17 May 2017 | 15 January 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 June 2016 | 20 March 2017 |