SFC Licences of GONG Shu 龔舒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 19 March 2024
CMB International Securities Limited 招銀國際證券有限公司 RE 4 19 May 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 1 19 May 2023
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 9 08 December 2022 21 April 2023
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 4 08 December 2022 21 April 2023
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 1 08 December 2022 21 April 2023
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 RE 4 08 February 2021 22 June 2022
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 RE 1 08 February 2021 22 June 2022
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 RE 9 02 March 2020 22 June 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 08 November 2019 22 June 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 08 November 2019 22 June 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 1 23 June 2016 13 August 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 6 23 June 2016 13 August 2016