SFC Licences of GONG Shu 龔舒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	19 March 2024
CMB International Securities Limited 招銀國際證券有限公司	RE	4	19 May 2023
CMB International Securities Limited 招銀國際證券有限公司	RE	1	19 May 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	08 December 2022	21 April 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	4	08 December 2022	21 April 2023
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	1	08 December 2022	21 April 2023
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RE	4	08 February 2021	22 June 2022
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RE	1	08 February 2021	22 June 2022
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RE	9	02 March 2020	22 June 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	08 November 2019	22 June 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	08 November 2019	22 June 2022
Huarong International Securities Limited 華融國際證券有限公司	RE	6	23 June 2016	13 August 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	23 June 2016	13 August 2016