SFC Licences of LI Xiyin 李夕吟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 14 June 2022 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 14 June 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 June 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2020 | 23 February 2022 |
Merrill Lynch Far East Limited | RE | 2 | 04 July 2019 | 23 February 2022 |
Merrill Lynch Far East Limited | RE | 1 | 04 July 2019 | 23 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 13 June 2016 | 14 September 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 13 June 2016 | 14 September 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 June 2016 | 31 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 June 2016 | 31 October 2016 |