SFC Licences of CAO Yang 曹阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 | RE | 9 | 14 December 2021 | 04 September 2023 |
| Mighty Divine Investment Management Limited | RE | 9 | 01 June 2020 | 22 October 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 24 June 2016 | 06 June 2019 |