SFC Licences of POLOVY Charles Michel Guillaume Edouard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 17 November 2017 | 26 November 2017 |
UBS Securities Asia Limited | RE | 1 | 17 November 2017 | 26 November 2017 |
UBS Securities Asia Limited | RE | 2 | 28 December 2016 | 15 January 2017 |
UBS Securities Asia Limited | RE | 1 | 28 December 2016 | 15 January 2017 |
UBS Securities Asia Limited | RE | 2 | 02 June 2016 | 16 June 2016 |
UBS Securities Asia Limited | RE | 1 | 02 June 2016 | 16 June 2016 |