SFC Licences of TAM Ka Yiu 譚家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RE | 9 | 26 January 2024 | |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 | RE | 4 | 26 January 2024 | |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 | RE | 9 | 25 October 2022 | 30 December 2023 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 25 October 2022 | 30 December 2023 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 25 October 2022 | 30 December 2023 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 02 June 2016 | 25 July 2016 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 02 June 2016 | 25 July 2016 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 02 June 2016 | 25 July 2016 |