SFC Licences of CUI Shuo 崔碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 April 2021 | |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 21 August 2020 | 19 March 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 07 March 2018 | 07 August 2020 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 24 June 2016 | 26 January 2018 |