SFC Licences of LIU Kai Kin 廖啓健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司 RO 6 18 December 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 4 18 December 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 1 18 December 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 4 16 May 2018 18 December 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 6 04 May 2018 18 December 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 1 04 May 2018 18 December 2023
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 31 May 2016 20 April 2018
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 31 May 2016 20 April 2018