SFC Licences of LIU Kai Kin 廖啓健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 18 December 2023 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 4 | 18 December 2023 | |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 18 December 2023 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 16 May 2018 | 18 December 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 04 May 2018 | 18 December 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 04 May 2018 | 18 December 2023 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 31 May 2016 | 20 April 2018 |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 31 May 2016 | 20 April 2018 |