SFC Licences of LIU Xiao 劉驍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bristol Capital Limited 嶺峰資本有限公司 | RO | 6 | 29 March 2021 | |
| Bristol Capital Limited 嶺峰資本有限公司 | RE | 6 | 13 November 2020 | 29 March 2021 |
| Grande Capital Limited 均富融資有限公司 | RE | 6 | 14 November 2018 | 01 September 2020 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 12 October 2017 | 02 November 2018 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 01 August 2016 | 29 August 2017 |