SFC Licences of LEE Jae Ho 李宰昊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 18 October 2017 31 August 2018
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 06 June 2016 07 July 2017
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 06 June 2016 07 July 2017
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 06 June 2016 07 July 2017