SFC Licences of LEE Jae Ho 李宰昊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 October 2017 | 31 August 2018 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 06 June 2016 | 07 July 2017 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 06 June 2016 | 07 July 2017 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 06 June 2016 | 07 July 2017 |