SFC Licences of WONG Anthony Ming Hon 黃名漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 | RO | 4 | 12 November 2021 | 12 August 2022 |
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 | RO | 1 | 12 November 2021 | 12 August 2022 |
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 | RE | 9 | 02 August 2021 | 21 December 2022 |
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 | RE | 4 | 02 August 2021 | 12 November 2021 |
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 | RE | 1 | 02 August 2021 | 12 November 2021 |
Pulun International Securities Limited 普倫國際證券有限公司 | RE | 4 | 12 February 2019 | 16 April 2021 |
Pulun International Securities Limited 普倫國際證券有限公司 | RE | 1 | 12 February 2019 | 16 April 2021 |
Pulun International Asset Management Limited 普倫國際資產管理有限公司 | RE | 9 | 12 February 2019 | 16 April 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 June 2016 | 17 August 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 June 2016 | 17 August 2017 |