SFC Licences of LI Xinyi 李心怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 25 April 2023 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 25 April 2023 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 25 April 2023 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 15 March 2022 | 06 April 2023 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 15 March 2022 | 06 April 2023 |
| Northern Trust Company of Hong Kong Limited, The | RE | 4 | 01 April 2019 | 13 October 2021 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 14 March 2018 | 13 October 2021 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 01 June 2016 | 01 March 2018 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 01 June 2016 | 01 March 2018 |