SFC Licences of XIA Xiaoting 夏晓婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 9 | 22 November 2021 | 15 March 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 2, 4 | 29 October 2021 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 27 August 2021 | 08 October 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1, 4 | 27 August 2021 | 08 October 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 4 | 26 March 2020 | 13 August 2021 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE | 2 | 23 September 2019 | 13 August 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 23 September 2019 | 13 August 2021 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RE | 2 | 08 June 2016 | 15 March 2017 |