SFC Licences of XIA Xiaoting 夏晓婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 9 22 November 2021 15 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 2, 4 29 October 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 27 August 2021 08 October 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 27 August 2021 08 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 26 March 2020 13 August 2021
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 23 September 2019 13 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 23 September 2019 13 August 2021
Longrun Financial Group Limited 朗潤金融集團有限公司
RE 2 08 June 2016 15 March 2017