SFC Licences of ZOU Liyi 鄒立义
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 | RE | 4 | 30 June 2022 | |
| West Bull Securities Limited 西牛證券有限公司 | RE | 1 | 30 June 2022 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 12 April 2021 | 12 May 2021 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 | RE | 6 | 18 November 2019 | 12 May 2021 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 28 November 2017 | 12 May 2021 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 | RE | 5 | 27 October 2016 | 01 September 2017 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 | RE | 2 | 06 June 2016 | 01 September 2017 |