SFC Licences of WONG Tzu Qun 王淑群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 13 September 2017 | 12 January 2018 |
UBS Securities Asia Limited | RE | 1 | 07 June 2016 | 12 January 2018 |