SFC Licences of SONG Yaning
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 November 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 November 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 June 2016 | 17 August 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 June 2016 | 17 August 2021 |