SFC Licences of YAU Tung Shing 邱東成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silverbricks Securities Company Limited 元庫證券有限公司 | RO | 6 | 30 August 2022 | |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 6 | 01 March 2021 | 30 April 2022 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 6 | 13 July 2020 | 01 March 2021 |
| Draco Capital Limited 瓏盛資本有限公司 | RE | 6 | 22 January 2019 | 05 June 2020 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 23 May 2018 | 31 December 2018 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 18 April 2018 | 31 December 2018 |
| Euto Capital Partners Limited 裕韜資本有限公司 | RE | 6 | 30 June 2016 | 06 April 2018 |