SFC Licences of TO Derek Kai Chung 杜啟聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RO 1 08 March 2023 04 July 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 31 July 2019 04 July 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 31 July 2019 04 July 2023
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 05 September 2018 04 July 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 04 September 2018 31 July 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 June 2016 31 July 2019
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 10 June 2016 05 September 2018