SFC Licences of TO Derek Kai Chung 杜啟聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RO | 1 | 08 March 2023 | 04 July 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 4 | 31 July 2019 | 04 July 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 31 July 2019 | 04 July 2023 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RO | 2 | 05 September 2018 | 04 July 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 04 September 2018 | 31 July 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 June 2016 | 31 July 2019 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 10 June 2016 | 05 September 2018 |