SFC Licences of CHAN Chau Kam 陳周金
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 20 October 2020 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 October 2020 | |
Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 18 October 2017 | 01 January 2019 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 03 April 2017 | 01 January 2019 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 20 February 2017 | 01 January 2019 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 28 June 2016 | 30 November 2016 |