SFC Licences of MAK Tin Chak 麥天澤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 02 July 2019 26 February 2024
Merrill Lynch Far East Limited RE 4 02 July 2019 26 February 2024
Merrill Lynch Far East Limited RE 1 02 July 2019 26 February 2024
Merrill Lynch (Asia Pacific) Limited RE 6 02 July 2019
Merrill Lynch (Asia Pacific) Limited RE 4 02 July 2019
Merrill Lynch (Asia Pacific) Limited RE 1 02 July 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 03 January 2017 15 June 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 03 January 2017 15 June 2019
CLSA Limited 中信里昂證券有限公司 RE 4 03 January 2017 15 June 2019
CLSA Limited 中信里昂證券有限公司 RE 1 03 January 2017 15 June 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 17 June 2016 22 December 2016
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 17 June 2016 22 December 2016