SFC Licences of WANG Shuo 王爍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 30 June 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 05 February 2018 10 May 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 04 December 2017 10 May 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 31 March 2017 20 November 2017
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE 9 17 June 2016 31 December 2016
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE 4 17 June 2016 31 December 2016