SFC Licences of WANG Shuo 王爍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 30 June 2021 | |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 05 February 2018 | 10 May 2021 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 04 December 2017 | 10 May 2021 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 31 March 2017 | 20 November 2017 |
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 17 June 2016 | 31 December 2016 |
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 17 June 2016 | 31 December 2016 |