SFC licenceholder BHP870 WANG Shuo 王爍

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [4] (Advising on Securities) 05 February 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities) 04 December 2017
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE [1] (Dealing in Securities) 31 March 2017 20 November 2017
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 17 June 2016 31 December 2016