SFC Licences of YUEN Ching Yiu 阮靜瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 | RE | 9 | 30 March 2022 | 01 November 2023 |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 | RE | 4 | 30 March 2022 | 01 November 2023 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 9 | 03 September 2020 | 28 March 2022 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 4 | 27 July 2020 | 28 March 2022 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 16 May 2018 | 14 July 2020 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 16 May 2018 | 14 July 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 16 May 2018 | 14 July 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 16 May 2018 | 14 July 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 16 June 2016 | 09 May 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 16 June 2016 | 09 May 2018 |