SFC Licences of SUN Ziyi 孫子易
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 December 2016 | 05 March 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 December 2016 | 05 March 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 December 2016 | 05 March 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 December 2016 | 05 March 2021 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 21 June 2016 | 07 December 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 21 June 2016 | 07 December 2016 |