SFC Licences of LI Yipan 李屹攀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 23 February 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 23 February 2022 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 27 June 2016 | 21 October 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 27 June 2016 | 21 October 2017 |