SFC Licences of LITTLE Joseph Edward George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 06 January 2020 | 09 January 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 06 January 2020 | 09 January 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 22 June 2016 | 23 June 2016 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 22 June 2016 | 23 June 2016 |