SFC Licences of MA Ruixiao 馬瑞霄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 12 August 2021
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 12 August 2021
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 05 July 2016 04 April 2019
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 05 July 2016 04 April 2019