SFC Licences of CHOW Kai Man Clement 周啟文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 04 July 2018 | 31 August 2021 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 04 July 2018 | 31 August 2021 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 23 April 2018 | 30 May 2018 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 23 April 2018 | 30 May 2018 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 23 April 2018 | 30 May 2018 |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 23 April 2018 | 30 May 2018 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 23 April 2018 | 30 May 2018 |
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 22 June 2016 | 27 March 2018 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 22 June 2016 | 27 March 2018 |