SFC licenceholder BHR435 CHOW Kai Man Clement 周啟文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 14 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 04 July 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 04 July 2018
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 23 April 2018 30 May 2018
SHK Online (Securities) Limited 新鴻基科網(証券)有限公司 RE [1] (Dealing in Securities) 23 April 2018 30 May 2018
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [2] (Dealing in Futures Contracts) 23 April 2018 30 May 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE [1] (Dealing in Securities) 23 April 2018 30 May 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 23 April 2018 30 May 2018
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE [1] (Dealing in Securities) 22 June 2016 27 March 2018
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 22 June 2016 27 March 2018