SFC Licences of ZHAO Yang 趙暘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 11 November 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 11 November 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 12 October 2022 | |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 21 October 2020 | 11 May 2022 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 21 October 2020 | 11 May 2022 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 21 October 2020 | 11 May 2022 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 | RE | 4 | 30 June 2016 | 08 August 2017 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 | RE | 1 | 30 June 2016 | 08 August 2017 |