SFC Licences of ZHANG Shaoqing 張少卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 09 February 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 13 March 2019 | 09 February 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 13 March 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 13 March 2019 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 28 July 2017 | 01 December 2018 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 28 July 2017 | 01 December 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 28 July 2017 | 01 December 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 July 2017 | 01 December 2018 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 24 June 2016 | 30 June 2017 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 24 June 2016 | 30 June 2017 |