SFC Licences of TAY Kairong, Leon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 11 July 2024 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 11 July 2024 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 15 August 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 15 August 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 June 2016 | 22 February 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 29 June 2016 | 22 February 2018 |