SFC Licences of PAN Hao 潘昊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 May 2018 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 30 August 2017 | 05 April 2018 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 28 June 2016 | 05 April 2018 |