SFC Licences of CHAN Ka Kin 陳家建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Delta Asia Securities Limited 滙業證券有限公司	RE	1	26 July 2022
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	9	26 July 2022
Delta Asia Wealth Management Limited 滙業財富管理有限公司	RE	4	26 July 2022
uSmart Securities Limited 盈立證券有限公司	RE	9	03 May 2021	02 June 2022
uSmart Securities Limited 盈立證券有限公司	RE	4	07 April 2021	02 June 2022
uSmart Securities Limited 盈立證券有限公司	RE	1	07 April 2021	02 June 2022
SoFi Securities (Hong Kong) Limited	RE	4	28 September 2020	09 March 2021
SoFi Securities (Hong Kong) Limited	RE	1	28 September 2020	09 March 2021
China Demeter Securities Limited 國農證券有限公司	RE	9	03 September 2018	11 September 2020
China Demeter Securities Limited 國農證券有限公司	RE	4	03 September 2018	11 September 2020
China Demeter Securities Limited 國農證券有限公司	RE	1	03 September 2018	11 September 2020
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RE	1	20 September 2017	05 August 2018
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	30 June 2016	19 August 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	30 June 2016	19 August 2017