SFC Licences of AU Tik Sun 區迪新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	17 November 2023
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	17 November 2023
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	28 April 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	28 April 2023
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	01 February 2021	16 April 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	01 February 2021	16 April 2023
Quam Securities Limited 華富建業證券有限公司	RE	2	17 December 2020	07 January 2021
Quam Securities Limited 華富建業證券有限公司	RE	1	17 December 2020	07 January 2021
South China Commodities Limited 南華期貨有限公司	RE	2	20 December 2018	21 November 2020
South China Securities Limited 南華證券投資有限公司	RE	1	20 December 2018	21 November 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	24 July 2018	10 December 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	24 July 2018	10 December 2018
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	15 September 2016	07 March 2018
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	05 July 2016	07 March 2018