SFC Licences of DENG Zhiyuan 鄧致遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 28 June 2021 | 19 May 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 28 June 2021 | 19 May 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 28 June 2021 | 19 May 2023 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 12 August 2019 | 29 May 2021 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 12 August 2019 | 29 May 2021 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 12 August 2019 | 29 May 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 July 2016 | 10 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 July 2016 | 10 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 18 July 2016 | 10 May 2019 |