SFC Licences of XIE Dan 謝丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 04 November 2019 | 15 November 2019 |
| UBS Securities Asia Limited | RE | 1 | 04 June 2019 | 14 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 January 2018 | 01 February 2018 |
| UBS Securities Asia Limited | RE | 1 | 13 July 2017 | 28 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 18 April 2017 | 26 April 2017 |
| UBS Securities Asia Limited | RE | 1 | 07 July 2016 | 15 July 2016 |