SFC Licences of LIM Sue Lin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 September 2018 | |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 08 July 2016 | 08 July 2018 |