SFC Licences of LIM Sue Lin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 06 September 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 08 July 2016 08 July 2018