SFC Licences of RUSSELL Henry Alden Verplanck
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 August 2023 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 March 2019 | 13 March 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 September 2018 | 28 September 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 October 2017 | 28 October 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 July 2016 | 08 July 2016 |