SFC Licences of TONG Tsz Ching 湯芷晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Long Corridor Asset Management Limited 長廊資產管理有限公司 | RE | 9 | 14 August 2019 | |
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 15 December 2017 | 31 July 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 July 2016 | 04 February 2017 |