SFC Licences of TONG Tsz Ching 湯芷晴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Long Corridor Asset Management Limited 長廊資產管理有限公司
RE 9 14 August 2019
Nine Masts Capital Limited 天元資本有限公司
RE 9 15 December 2017 31 July 2019
CLSA Limited 中信里昂證券有限公司
RE 1 08 July 2016 04 February 2017