SFC Licences of CAO Jingleng 曹经楞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 5 | 05 July 2018 | 04 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 July 2018 | 04 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 July 2018 | 04 September 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 14 July 2016 | 08 June 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 14 July 2016 | 08 June 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 14 July 2016 | 08 June 2018 |