SFC Licences of CAO Jingleng 曹经楞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 05 July 2018 04 September 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 05 July 2018 04 September 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 July 2018 04 September 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 14 July 2016 08 June 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 14 July 2016 08 June 2018
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 14 July 2016 08 June 2018